Building a Habaki - Part one of a Tanto tutorial

Stacy E. Apelt - Bladesmith

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I have been advising another member on making a habaki, and took some photos. I will expand this into a complete tanto tutorial over the next month or two.
Obviously, the blade is done and hardened at this point. The blade is sanded to its final shape and requires only the last polishing steps. That is when you fit the habaki.

I will break it down to short steps with photos over the next five posts.


First, select the material. Copper is cheap, easy to work, and easy to silver solder. I will use it for this project. Copper comes in sheet, and in tubing ( pipe). The tubing comes in several weights. The regular copper pipe you use for house plumbing is grade M. it works for thinner fittings like fuchi and kashira. The next grade is grade is L, which is a bit thicker. The heaviest grade is type K, which is twice as thick as M. It is the best for fittings, as it can be hammered and stretched a lot. You can buy it at a larger plumbing supplier, or in short pieces on ebay. I suggest you buy several sizes in 1/2, 3/4, 1, and 1.25" These should allow fittings to be made for any need from small butt caps to sword sheath fittings. For most habaki, I use a piece of 1/2" or 3/4".For this project, I used a 1/2" copper pipe sweat coupling from the hardware store. The couplings are about the gauge of type K. As with the pieces of pipe, having several sizes on hand will make many sizes of fittings. You should also get a 6X6" sheet of copper in 16 gauge and 20 gauge. They will work to make the ends of butt caps and the top of koi-guchi and other end fittings. Of course, habaki can be made from these sheets.
Other good habaki materials are sterling silver, nickel, and brass.

Annealing:

Copper is super easy to anneal. Heat it to red and let cool a few seconds, then dunk in room temperature water .... that's it!
The copper will be dead soft. You can shape and hammer it easily at this softness. As you work it, repeat the process every now and then to remove work hardening form the hammering.

Sawing:
Copper is soft, but it is "gummy" to machine. That means it tends to grab at tools trying to cut it. Saw with the copper held snugly and keep fingers and hands out of the way. It will saw with a fine tooth hacksaw blade or a jewelers saw. I like a #0 to a #00 blade in a jewelers saw. THe jewelers saw blade will break more easily when cutting copper, so lubricate them with way when cutting. Drills, bits, and burrs will work copper, and lubrication is a good idea.

Shaping:
Any hammer will shape copper. A brass hammer with a face sanded smooth, a small regular ball peen with a face and ball sanded smooth, and a wooden/leather/plastic mallet are all good copper work tools. I like a 3oz. or 4oz. jewelers hammer with a brass face and a plastic face.

Finishing:
Files and sandpaper are the standard things to shape and finish a copper fitting.

Cleaning and removing scale:
To clean copper of scale, patina, solder flux, etc., soak in a solution of "pickle". You can buy commercial pickles for jewelry work, like Sparex, or make your own with sodium bisulfate ( PH down). Mix about 1 part NaHSO4 with four parts water. The same solution will take the scale off steel forgings, too.

Patina:
Copper will be really pretty when freshly sanded, but will soon darken to a red-brown, and then to a rusty brown color. This is the color of most patinated copper, and what you should expect. Nothing wrong with it, either. There are special solutions that will change the color, and a search will give lots of options. The one I use the most is Livers of Sulfur. It will darken the silver to a silver-black color that looks like 500 year old Japanese sword fittings. It also hardens the surface and reduces scratching. You can buy it already mixed, or buy the powder and mix it fresh each time. Fresh mixed is usually better and much cheaper. Mix as directed with water and soak the clean copper part in it for a while. Take out and rinse in hot water, rub with 4/0 steel wool gently (or use 3M pink paper) and soak again. When you get the depth of color you want, clean up well with hot water and soap. It is usually best to greatly over soak the fittings, as this deepens the thickness of the copper sulfate layer. As you rub and buff the fitting, it will become prettier and shine.


More to come over the next few hours
 
OK, lets take about 3/4" of a pipe coupling and anneal it ( photo #5)
Then smash it flat and slide it up on the nakago ( tang) ( photo#4)
Hammer it to fit the nakago so it is right at the machi (shoulder notches) ( photo #2). It should not be up on the blade past the machi as in photo #3. This is a common first habaki error. By having it on the nakago only, the top edge will line up with the mune ( spine) as in photo #2
Notice how the extra copper is just hammered flat along the ha ( edge) ( photo #1 and #2). This will be soldered together and the excess trimmed off.
 

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Ok, now that it is tight against the nakago ( photo #5), we are going to solder the metal at the ha (edge) together. First, cut a little of the extra metal at the edge side to make the sides separate. Sand between the sides to clean the joint and pickle the habaki. File the edges clean to expose the joint clearly. Apply flux and heat the metal (photo #4), then apply the solder ( I use wire solder in EASY grade) until it flows through the joint ( photo #3). Heat down the joint and from both ends and assure the solder joint is solid (photo #2). When done the ha side will be a solid piece of metal (photo #1).
 

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Now we start making it fit up on the blade. First, we cut out the mune part about halfway down ( photo #5). On a habaki, the depth of the slot can be half or more. On a sword, the depth may be anywhere from a small notch to half way down.
Next we use a saw blade (a piece of a thin hacksaw blade or a #0 blade in a jewelers saw is good), or a thin knife edge needle file, to clean up the ha area inside the habaki. File the inside surfaces to remove andy solder that flowed up on them. Once everything is right, the habaki can be tapped up to the machi. Hammer on the sides to stretch the sides out a bit, and strike from the nakago end with a flat bar or block of steel. Don't worry about dinging up the back edge, as you will clean this up later.
File the front of the mune slot so it seats against the machi right. The ha part will be sliding up the ha along the blade. Don't worry about all the extra sticking out. We will deal with that soon.
File the back side to remove the worst dings, but leave some extra to file off after the final fitting.
Cut a couple small strips of the scrap copper for the two machi-gane ( filler metal). (photo #4) The mune gane is a piece large enough to fill the gap between the nakago and the habaki past the machi. You can use a larger piece than needed, as you will file it to fit later on.
Place the mune machi-gane in the habaki up to where the notch you cut stops and place a snippet of solder in with it. ( photo #3)
Flux the joint and apply the flame from the bottom to melt the solder. Add more solder as needed. (photo #2)
When done, the inside will be filled up so it will seat snug against the nakago edge.
At this point the habaki probably won't slide all the way up to the machi ... which is what you want.
 

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Solder in the tiny piece of ha machi-gane. It doesn't need to be much more than a wire size sliver. In many cases, you don't need to add one on the ha at all. But, if the gap between the nakago and the habaki is large, it is good to fill it. Photo #5 shows this tiny piece of metal soldered in place.
Use a 1mm or smaller ball burr to clean up the ha edge ( photo #4), and file the mune side with needle files to make the habaki seat snugly up to the machi. Take a little more at a time out of the ha side and strike from the back with the steel block until it meets the machi like you want it to. ( photo #3)
File off the excess metal sticking out past the ha now. Go slow and take it as close as you can. I like to leave about 1mm sticking past the ha on a tanto. Bevel the front of this projection at 45 degrees so it won't snag as the saya is slid up onto the habaki. (photo #2 - you have to look close at the front corner of the ha area)
File the front and back sides straight, removing all the extra metal from the back that isn't wanted. At this point, the habaki should be the final basic shape, and fit snug and seamlessly up on the machi and blade. Photo #1 shows the back all cleaned up, and how the machi-gane fill the void between the nakago and habaki. Don't worry about making the back side a perfect fit to the blade, as it is the front that is important.
 

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All that is left is the final trimming and fitting. Bevel the front edges at 45 degrees all around so there is no resistance to the saya. This can be sen in photo #4 and #3.
The first and second photo show the habaki filed clean of dents and dings, and ready to sand smooth. With a copper habaki, don;t sand too smooth. I like a 400 grit finish at the most. Sometimes I go back to a 120 grit paper for a brushed look. All final sanding must be from back to front ... as this is the direction the saya will scratch the habaki.

You can file a pattern into the habaki, or engrave as desired , but remember that the main purpose is to take the wear and scratches from the saya. Simple horizontal lines are the most I usually add. On a tanto, I never do more than sand it to a brush finish.




We will continue this project in other segments of making the blade, making the koshirae ( fittings) and making the tsuka and saya (handle and sheath).
 

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Fantastic! Can't wait to dive into this at home. Thanks for sharing.
 
I started on a second habaki build tutorial yesterday. I haven't finished polishing the blade, so it may take a week or so to be ready to fit the habaki. I will add it as the next level habaki build when done.

The project is for an assembled habaki made from sheet silver. The silver will be inlaid with a design, then formed into a habaki. The same method could be used for copper, brass, nickel, or bronze.
 
Slightly old thread, but I followed this tutorial yesterday (thanks Stacy).
Instead of copper I used silicon bronze.
The tutorial had me worried that this was going to be a big procedure, but it folded around the blade and fit snugly after a couple annealing cycles.
I even got to use my new jeweler's saw to cut the slot. I thought I was going to finish in 20 minutes, but then I couldn't get the bronze to solder well at all so I gave up until today.
I brazed it with flux coated bronze rod and after cleaning up the joint it is indistinguishable.
I add some nice brown patina with cold blue.

zVpaaaW.jpg
 
Wow! a year and a half has passed. I have to finish that tanto. It is still in the shiagi-togi box. It has been a crazy year with little time for fun projects.
 
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I started on the spacer, fuchi (collar) and kashira (butt-cap).
I stubbornly hack-sawed pieces starting from some 1.25" Devin Thomas round bar damascus.
Sanity finally took hold and I will now wait until Monday to get on a mill at work to finish them.
A1rlyqQ.jpg
 
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